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Frank Charles Sannella

Vision Financial Markets LLC

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About Frank Charles Sannella

Frank Charles Sannella is a financial professional with experience in the securities industry. Frank is registered with Vision Financial Markets LLC and holds the Series 7, Series 57, and SIE licenses. Frank joined Vision Financial Markets LLC in October 2023. Frank's career in the securities industry began in April 2023.

Firm Information

Frank Sannella is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Sannella’s Registration & Firm History

CT

10/02/2023 - Present

Vision Financial Markets LLC (Stamford CT)

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Licenses & Designations

BC

Issued 02/19/2024

Series 57TO - Securities Trader Exam

BC

Issued 10/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frank Charles Sannella.
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