Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Charles Parlato is a registered representative with Calton & Associates, Inc., a firm that provides financial services to individuals, corporations, and institutions. Frank Parlato's experience in the financial services industry dates back to 1999. Frank Parlato is licensed in California and holds the Series 6, 7, and 66 securities licenses. Frank Parlato's expertise includes investment planning, portfolio management, and pension consulting. Frank Parlato is committed to providing his clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
09/16/2014 - Present
Calton & Associates, Inc. (HUNTINGTON BEACH CA)
CA
11/15/2012 - 09/17/2014
LIFEMARK SECURITIES CORP. (SEAL BEACH CA)
CA
07/20/2006 - 12/21/2010
UNIONBANC INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
CA
05/04/2004 - 07/11/2006
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
CA
03/31/1999 - 04/30/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 03/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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