Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Galdieri has been in the financial services industry since 1994. Frank is currently registered with SPC and Park Avenue Securities LLC. Frank holds a Series 3, 7, 9, 10, 63, 65 and SIE license. Frank has previously been associated with other firms including UBS Financial Services Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, Morgan Stanley, Capital Guardian, LLC and Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
FL
03/14/2022 - Present
SPC (Siesta Key FL)
FL
10/06/2014 - 09/25/2020
PARK AVENUE SECURITIES LLC (FORT MYERS FL)
NY
06/14/2011 - 08/26/2014
MORGAN STANLEY (PURCHASE NY)
NC
01/28/2010 - 04/26/2011
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
NJ
08/20/2004 - 06/25/2009
UBS FINANCIAL SERVICES INC. (MANALAPAN NJ)
NY
08/03/1998 - 09/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/07/1994 - 08/06/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/21/1991 - 03/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1991
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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