Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Dal lago is a financial advisor registered with Morgan Stanley Distribution, Inc. with over 40 years of experience in the financial services industry. Frank holds the Series 7, Series 9, Series 10, Series 63, and Series 79TO licenses, as well as the SIE exam certification. Frank is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/19/2013 - Present
Morgan Stanley Distribution, Inc. (Miami FL)
NY
07/20/1983 - 02/21/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
03/05/1991 - 10/30/2008
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
BC
Issued 01/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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