Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank C Nies is a financial professional with over 20 years of experience in the industry. Frank C Nies is currently registered with Fisher Investments, a firm managing over $298 billion in assets. Frank C Nies provides portfolio management services for individuals, families, businesses, and pooled investment vehicles. Prior to joining Fisher Investments, Frank C Nies held positions at SG Americas Securities, LLC, Dresdner Kleinwort Securities LLC, and Goldman, Sachs & Co. Frank C Nies is licensed in Washington and holds Series 3, 7, 24, 55 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
05/06/2014 - Present
Fisher Investments (PLANO TX)
NY
09/07/2007 - 10/22/2013
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
07/27/2005 - 07/25/2007
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
NY
10/02/2001 - 03/04/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/19/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Frank Nies is the right advisor for you? Invested Better is here to help.
