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Frank C Kunik

Northwestern Mutual Investment Services, LLC

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About Frank C Kunik

Frank Kunik is a financial advisor who has been working in the industry since January 16, 2012. Frank is currently registered with Northwestern Mutual Investment Services, LLC and is licensed in 51 states and the District of Columbia. Frank has previous experience working with GWFS EQUITIES, INC., DAVIS DISTRIBUTORS, LLC, WASHINGTON SQUARE SECURITIES, INC., and MUTUAL OF OMAHA INVESTOR SERVICES, INC. Frank's specializations include providing investment research and referrals to other advisors.

Firm Information

Frank Kunik is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Frank Kunik’s Registration & Firm History

WI

04/17/2023 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

07/02/2018 - 03/21/2019

GWFS EQUITIES, INC. (Milwaukee WI)

AZ

02/07/2000 - 02/27/2007

DAVIS DISTRIBUTORS, LLC (TUCSON AZ)

CT

08/25/1999 - 01/26/2000

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NE

11/09/1998 - 08/27/1999

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 05/05/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/02/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/2023

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/11/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank C Kunik.
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