Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Brewer Cummings is a financial advisor with over 25 years of experience in the financial services industry. Cummings is registered with Cambridge Investment Research Advisors, Inc. and holds licenses to operate in over 20 states. Cummings has a strong track record of success in providing financial advice to individuals, families, and businesses. Cummings has worked for a number of reputable firms throughout their career, including Securities America, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., PARK AVENUE SECURITIES LLC, and GUARDIAN INVESTOR SERVICES CORPORATION. Cummings offers a wide range of financial services, including financial planning, investment management, and retirement planning. Cummings is committed to providing clients with personalized service and objective advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
04/18/2016 - Present
Cambridge Investment Research Advisors, Inc. (PARSIPPANY NJ)
NE
02/13/2009 - 08/02/2011
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
10/20/2004 - 02/17/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHESTER NJ)
NY
05/27/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/03/1999 - 05/30/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
09/23/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CT
02/18/1997 - 09/23/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 04/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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