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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Bert Bruno is a financial advisor at LPL Financial LLC, with over 30 years of experience in the industry. Frank is registered with both the state of California and FINRA. Frank specializes in financial planning, investment management, and consulting. Frank also offers educational seminars on various financial topics. Frank is a Certified Financial Planner (CFP) and has earned the Series 6, 7, 26 and 63 licenses. Frank is committed to providing clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/06/2013 - Present
LPL Financial LLC (NOVATO CA)
CA
10/01/2012 - 05/16/2013
J.P. MORGAN SECURITIES LLC (GREENBRAE CA)
CA
08/03/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GREENBRAE CA)
CA
09/08/2000 - 03/06/2012
FARMERS FINANCIAL SOLUTIONS, LLC (NOVATO CA)
IL
11/30/1999 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
CA
03/12/1997 - 10/27/1999
PROTECTED INVESTORS OF AMERICA (SAN FRANCISCO CA)
NE
12/23/1994 - 03/13/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
NA
09/29/1989 - 02/04/1992
BRITSON INVESTMENTS, INC.
NA
10/21/1987 - 10/04/1989
HERRMANN SECURITIES, INC.
NA
07/24/1985 - 10/06/1987
FINANCIAL NETWORK INVESTMENT CORPORATION
BC
Issued 11/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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