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Frank Bernard Dolph

Nylife Securities LLC

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About Frank Bernard Dolph

Frank Bernard Dolph is a financial advisor registered with Nylife Securities LLC. Frank began their career in the financial services industry on March 27, 1994. Frank is currently registered with the following states: Alabama, Colorado, District of Columbia, Florida, Georgia, Maryland, Michigan, New Jersey, New York, North Carolina, Texas, and Virginia. Frank has passed the following exams: Series 6, Series 63, and SIE.

Firm Information

Frank Dolph is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Dolph’s Registration & Firm History

FL

03/28/1994 - Present

Nylife Securities LLC (FORT LAUDERDALE FL)

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Licenses & Designations

BC

Issued 04/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Bernard Dolph.
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