Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Benner Falkenburg has over 50 years of experience in the financial services industry. Frank Falkenburg is currently registered as a Registered Representative with NBC Securities, Inc. and has been with the firm since September 1995. Prior to joining NBC Securities, Inc., Frank Falkenburg worked at Sterne, Agee & Leach, Inc. and A. G. Edwards & Sons, Inc. Frank Falkenburg holds several industry licenses including Series 7, 24, 55, 63, 72, and SIE. Frank Falkenburg specializes in providing financial planning services to individuals and businesses, pension consulting and selection of other advisers. Frank Falkenburg is registered in Alabama, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/04/2022 - Present
NBC Securities, Inc. (BIRMINGHAM AL)
AL
04/16/1981 - 09/11/1995
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NA
02/10/1970 - 05/13/1981
A. G. EDWARDS & SONS, INC.
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/24/1970
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/02/1985
Series 41 - NYSE Allied Member Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 02/17/1965
Series 000 - General Securities Principal Examination
BC
Issued 02/17/1965
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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