Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Belfiore loconte is an Investment Advisor Representative at Charles Schwab & CO., Inc. Frank Belfiore loconte has been in the industry since November 14, 2004 and is registered with 1 state. Frank Belfiore loconte is also registered with FINRA. Before joining Charles Schwab & CO., Inc., Frank Belfiore loconte worked at TD AMERITRADE, INC., Morgan Stanley, GUGGENHEIM FUNDS DISTRIBUTORS, LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and OPPENHEIMER & CO. INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
03/24/2021 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NJ
04/07/2014 - 10/20/2021
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
03/28/2013 - 04/24/2014
MORGAN STANLEY (NEW YORK NY)
NY
09/13/2012 - 03/12/2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (NEW YORK NY)
NY
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
10/12/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/20/2005 - 08/09/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
MA
10/27/2004 - 08/19/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/27/2004 - 08/19/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
04/01/2004 - 06/30/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 11/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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