linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frank Auletti

A.g.p. / Alliance Global Partners

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frank? Claim Your Profile

About Frank Auletti

Frank Auletti is a financial professional with over 29 years of experience in the financial industry. Frank is currently registered with A.g.p. / Alliance Global Partners. Frank has been with A.g.p. / Alliance Global Partners since 10/1/2020. Frank is also registered with FINRA, and the states of California, Colorado, Connecticut, Florida, Georgia, Idaho, Louisiana, Maryland, Massachusetts, Michigan, New Jersey, New York and Pennsylvania. Frank has a strong background in portfolio management for individuals, businesses, and pooled investment vehicles. Frank also provides financial planning and selection of other advisors.

Firm Information

Frank Auletti is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Sub-adviser of pooled investment vehicle charges a performance f

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frank Auletti’s Registration & Firm History

NY

10/01/2020 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

07/18/2014 - 10/07/2020

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

01/24/2002 - 07/25/2014

DU PASQUIER & CO., INC. (NEW YORK NY)

NY

02/22/1994 - 01/29/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

CT

04/26/1993 - 02/24/1994

ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)

Not sure if Frank Auletti is right for you?

Licenses & Designations

BC

Issued 04/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Frank Auletti. Review regulatory record here.
Not sure if Frank Auletti is right for you?