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Frank Augustine Cuenca

Independent Financial Group, LLC

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About Frank Augustine Cuenca

Frank Cuenca is an Investment Advisor Representative with Independent Financial Group, LLC. Frank has over 30 years of experience in the financial services industry. Frank specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Frank holds a Series 6, 7, 24, 63, and 65 licenses. Frank is also registered with the states of Arizona, California, Colorado, Illinois, Michigan, Nevada, Ohio, Oregon, Texas, and Washington.

Firm Information

Frank Cuenca is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Cuenca’s Registration & Firm History

AZ

03/15/2023 - Present

Independent Financial Group, LLC (Goodyear AZ)

AZ

01/10/2018 - 01/26/2023

INTERNATIONAL ASSETS ADVISORY, LLC (CAREFREE AZ)

CA

09/02/2008 - 12/07/2017

SII INVESTMENTS, INC. (SAN RAMON CA)

CA

09/19/2006 - 09/02/2008

SECURITIES SERVICE NETWORK, INC. (SAN DIEGO CA)

CA

01/04/1996 - 09/15/2006

FSC SECURITIES CORPORATION (SAN DIEGO CA)

AZ

01/28/1994 - 01/12/1996

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

SC

09/01/1993 - 03/09/1994

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MA

07/10/1991 - 09/13/1993

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

IA

Issued 08/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/10/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1993

Series 7 - General Securities Representative Examination

BC

Issued 07/09/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Frank Augustine Cuenca. Review regulatory record here.
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