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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Fairbanks is a financial advisor with Cambridge Investment Research Advisors, Inc. Frank has been working in the financial services industry since August 23, 2001. Frank has a broad range of experience, having worked with a number of financial institutions in the past. Frank is registered as a Registered Representative and Investment Advisor Representative in Arizona. Frank has a strong background in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
08/30/2023 - Present
Cambridge Investment Research Advisors, Inc. (Phoenix AZ)
WI
11/09/2021 - 01/12/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
AZ
06/08/2020 - 01/21/2021
USAA INVESTMENT SERVICES COMPANY (Phoenix AZ)
AZ
09/25/2007 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
10/03/2003 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
MN
01/02/2003 - 09/19/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/02/2003 - 09/19/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CT
10/08/1999 - 07/31/2002
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
Issued 10/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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