Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Gavidia is an investment advisor representative with Globe & Anchor Wealth Management & Financial Planning, LLC. Frank has over 30 years of experience in the financial services industry. Frank is registered with the Securities and Exchange Commission (SEC) and holds a Series 7, Series 63, Series 65, Series 9 and Series 10 licenses. Frank is a Certified Financial Planner (CFP®) and is a member of the Financial Planning Association. Frank is a resident of Walnut Creek, California and is committed to providing his clients with personalized financial planning and investment management services. Frank was previously an advisor representative for WELLS FARGO CLEARING SERVICES, LLC and CITIGROUP GLOBAL MARKETS INC., both in Walnut Creek. Frank also holds an appointment as a City Planning Commissioner for the City of Clayton, California, and an Auditor for the Mount Diablo Soccer Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/05/2017 - Present
Globe & Anchor Wealth Management & Financial Planning, LLC (WALNUT CREEK CA)
CA
06/23/2006 - 05/08/2017
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
11/04/1993 - 07/07/2006
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
CA
10/25/1993 - 11/08/1993
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
06/17/1993 - 10/25/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IA
Issued 12/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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