Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Tauches is a financial advisor with over 40 years of experience in the industry. Frank is currently registered with American Portfolios Financial Services, Inc. Frank has held previous positions at a variety of firms including SANDGRAIN SECURITIES, INC., SANDERS MORRIS HARRIS INC., BLACKFORD SECURITIES CORP., FINANCIAL NETWORK INVESTMENT CORPORATION, INDEPENDENT FINANCIAL SECURITIES, INC., INTEGRATED RESOURCES EQUITY CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Frank has a broad range of experience in the securities industry and is well-equipped to advise clients on a variety of investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/01/2004 - Present
American Portfolios Financial Services, Inc. (HOLBROOK NY)
NY
01/03/2002 - 06/21/2004
SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)
TX
07/01/2000 - 09/06/2000
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NY
03/30/2000 - 07/01/2000
BLACKFORD SECURITIES CORP. (GARDEN CITY NY)
CA
01/12/1990 - 03/30/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
07/21/1987 - 01/16/1990
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
03/13/1986 - 07/23/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/26/1978 - 04/01/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/01/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 01/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/12/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/23/1979
Series 4 - Registered Options Principal Examination
BC
Issued 10/28/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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