Unclaimed
Frank Anthony Russo is a financial professional with over 18 years of experience in the securities industry. Frank has worked at a number of well-known firms including Jefferies & Company, Inc., Labranche Financial Services, LLC, Labranche Capital, LLC and Newedge USA, LLC. Frank is currently registered with SG Americas Securities, LLC and holds a variety of licenses and certifications including Series 7, Series 24, Series 4, Series 55, Series 63, Series 99TO and Series 57TO. Frank is registered in all 50 states, the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2015 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
05/04/2011 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
11/30/2010 - 03/16/2011
LABRANCHE CAPITAL, LLC (NEW YORK NY)
NY
11/08/2006 - 12/09/2010
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NJ
02/08/2005 - 11/13/2006
JEFFERIES & COMPANY, INC. (JERSEY CITY NJ)
BC
Issued 01/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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