Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Mularz iii is a financial advisor with over 23 years of experience in the financial services industry. Frank is currently registered with LPL Financial LLC. Frank has a Series 7, Series 6, Series 63, and Series 65 licenses. Frank's professional experience includes positions at PNC Investments, U.S. Bancorp Investments, Inc., Wachovia Securities, LLC, Chase Investment Services Corp., M&I Brokerage Services, Inc., Edward Jones, and First Union Brokerage Services, Inc. Frank is committed to providing his clients with personalized financial advice and guidance. Frank offers a range of financial services, including financial planning, portfolio management, and consulting. Frank also provides educational seminars and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
07/17/2013 - Present
LPL Financial LLC (WAUWATOSA WI)
WI
09/12/2011 - 07/16/2013
PNC INVESTMENTS (WAUKESHA WI)
WI
04/01/2010 - 09/21/2011
LPL FINANCIAL LLC (NEW BERLIN WI)
WI
07/18/2007 - 04/05/2010
U.S. BANCORP INVESTMENTS, INC. (FRANKLIN WI)
SC
03/14/2007 - 07/17/2007
WACHOVIA SECURITIES, LLC (LAKE WYLIE SC)
WI
04/03/2006 - 09/06/2006
CHASE INVESTMENT SERVICES CORP. (PEWAUKEE WI)
NC
12/01/2005 - 03/27/2006
WACHOVIA SECURITIES, LLC (SALISBURY NC)
WI
09/27/2004 - 11/23/2005
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
MO
08/23/2004 - 09/23/2004
EDWARD JONES (ST. LOUIS MO)
WI
04/03/2001 - 08/23/2004
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
MO
10/01/2000 - 03/08/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/04/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 09/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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