Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Maturo is a financial advisor who has been in the industry since 1983. Frank is currently registered with ICR Capital LLC, and previously worked with UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., Salomon Brothers Inc., and Federated Securities Corp.. Frank is also a licensed principal with the ability to conduct business in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/04/2018 - Present
ICR Capital LLC (NORWALK CT)
NY
03/20/2015 - 04/13/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
07/01/1999 - 02/09/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/28/1997 - 04/13/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/20/1984 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
03/06/1981 - 09/15/1982
FEDERATED SECURITIES CORP.
BC
Issued 12/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 01/31/1985
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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