Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Mastromauro is a financial advisor with over 20 years of experience in the financial services industry. Frank is currently registered with J.P. Morgan Securities LLC. Frank has a broad range of experience in the financial services industry having worked at RBC Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of America Investment Services, Inc., J.P. Morgan Institutional Investments Inc., and Chase Investment Services Corp. Frank holds the Series 3, 7, 10, 24, 66, and SIE licenses and is a Certified Financial Planner and Chartered Financial Consultant. Frank provides financial planning and portfolio management services to individuals, high-net-worth individuals, businesses, corporations, labor unions, charitable organizations, pension and profit-sharing plans, and insurance companies. Frank is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/22/2018 - Present
J.p. Morgan Securities LLC (Mineola NY)
NY
07/07/2008 - 03/21/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/01/2007 - 05/02/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/13/2005 - 10/01/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
09/27/2004 - 04/29/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
IL
10/22/2002 - 09/28/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 12/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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