Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Magnani is a financial advisor with over 30 years of experience in the industry. He currently works at Interactive Brokers Corp. where he is registered to provide securities and advisory services. Frank Anthony Magnani was previously registered with Maxim Group LLC, Direct Access Partners LLC, Celadon Financial Group LLC, Rafferty Capital Markets, LLC, LEK Securities Corporation, FISERV SECURITIES, INC., and INVESTEC ERNST & COMPANY. Frank Anthony Magnani has earned several licenses including Series 3, 4, 7, 9, 10, 15, 63, 79TO and SIE, and is registered to provide services in many states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/29/2015 - Present
Interactive Brokers Corp. (GREENWICH CT)
NY
05/22/2013 - 01/09/2015
MAXIM GROUP LLC (NEW YORK NY)
NY
02/05/2013 - 05/21/2013
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
NY
02/07/2007 - 02/01/2013
CELADON FINANCIAL GROUP LLC (NEW YORK NY)
NY
01/04/2005 - 02/02/2007
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/05/2004 - 01/04/2005
LEK SECURITIES CORPORATION (NEW CITY NY)
PA
08/23/2002 - 03/30/2004
FISERV SECURITIES, INC. (PHILADELPHIA PA)
NY
06/10/1999 - 03/10/2003
INVESTEC ERNST & COMPANY (NEW YORK NY)
NA
01/06/1993 - 07/08/1997
PDR DISTRIBUTORS, INC.
NA
08/23/1983 - 09/21/1984
PAINEWEBBER INCORPORATED
BC
Issued 01/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2005
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2015
Series 3 - National Commodity Futures Examination
BC
Issued 06/12/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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