Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Loughlin is a financial professional with over 30 years of experience in the financial services industry. Frank is currently a registered representative with Sanford C. Bernstein & CO., LLC, located in Nashville, TN. Frank has a broad range of experience, having worked previously with both Financial Network Investment Corporation and Sanford C. Bernstein & CO., INC. Frank has passed several industry exams, including the Series 3, 6, 7, 9, 10, 24, 55, 57TO, and SIE exams. Frank is a registered representative in Tennessee. Frank is also a licensed securities agent in the State of Tennessee. Frank specializes in portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
TN
12/07/2000 - Present
Sanford C. Bernstein & CO., LLC (Nashville TN)
NY
07/30/1991 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
CA
12/04/1989 - 05/09/1990
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 08/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/06/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/1991
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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