Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Labarbera is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Frank has been in the industry since 1989 and has experience working with high-net-worth individuals, corporations, and institutions. Frank holds the Series 3, 7, 63, and 65 licenses and the SIE exam. Frank is registered in Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Michigan, Nebraska, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Vermont, and Virginia. Frank is also a member of the advisory board for Il Circolo, a non-profit organization that provides scholarships to underprivileged children of Italian descent. Frank is committed to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/07/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
CT
05/12/2000 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
01/18/1995 - 06/13/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
07/31/1993 - 01/05/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
12/23/1988 - 01/19/1989
F.D. ROBERTS SECURITIES, INC. (PARAMUS NJ)
IA
Issued 07/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frank Labarbera is the right advisor for you? Invested Better is here to help.
