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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Germana is an investment advisor representative at BNY Advisors, a company located in Pennington, NJ. Frank has been in the securities industry since April 1990. Frank has experience with a variety of firms including J.P. Morgan Institutional Investments Inc., Pershing LLC, Lockwood Financial Services, Inc., EMAT Securities, Inc., Valley Forge Asset Management Corp., TRADESTAR INVESTMENTS,INC., PNC SECURITIES CORP, TRADE$AVER INC., and INDEPENDENT FINANCIAL GROUP. Frank has a wide range of experience in providing investment advice to individuals, corporations, and other entities. Frank's expertise in investment management and financial planning is based on his deep understanding of the financial markets and his commitment to providing personalized service. Frank holds the Series 4, 6, 7, 24, 27, 52TO, 53, and 63 licenses and is a Chartered Financial Analyst. Frank is dedicated to helping clients achieve their financial goals by offering a variety of investment services, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Mutual fund screening, model portfolio delivery
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Asset based fees related to model portfolio delivery
1
2
NJ
04/23/2021 - Present
BNY Advisors (PENNINGTON NJ)
NY
07/21/2005 - 12/20/2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NJ
12/15/2003 - 06/21/2005
PERSHING LLC (JERSEY CITY NJ)
PA
10/22/1997 - 06/21/2005
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
PA
08/27/2001 - 12/09/2003
EMAT SECURITIES, INC. (MALVERN PA)
PA
01/04/2001 - 05/18/2001
EMAT SECURITIES, INC. (MALVERN PA)
PA
11/15/1995 - 09/30/1997
VALLEY FORGE ASSET MANAGEMENT CORP. (KING OF PRUSSIA PA)
TX
08/23/1995 - 10/17/1995
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
PA
08/01/1991 - 08/23/1995
PNC SECURITIES CORP (PITTSBURGH PA)
NA
04/26/1990 - 08/01/1991
TRADE$AVER INC.
PA
08/18/1988 - 12/07/1989
INDEPENDENT FINANCIAL GROUP (PHOENIXVILLE PA)
IA
Issued 02/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/03/1992
Series 24 - General Securities Principal Examination
BC
Issued 11/21/1991
Series 4 - Registered Options Principal Examination
BC
Issued 04/30/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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