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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Garruzzo is a financial advisor with over 29 years of experience in the industry. Frank has a broad range of experience in the financial industry, including investment advising and brokerage services. Frank is currently registered with Morgan Stanley, and has been with the firm since June 2009. Previously, Frank was registered with CITIGROUP GLOBAL MARKETS INC. from 1994 to 2009. Frank is also a licensed real estate agent in New Jersey. He holds Series 3, 7, 63 and 65 licenses and the SIE exam. Frank Anthony Garruzzo is a highly experienced financial advisor with a proven track record of success. He is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
02/20/2020 - Present
Morgan Stanley (Sea Girt NJ)
NJ
09/13/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEA GIRT NJ)
IA
Issued 10/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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