Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Federici is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Frank has been in the industry since 2008. Frank holds Series 7, 63, and 65 securities licenses. Frank works with individuals, corporations, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Frank is also a registered investment advisor representative in Connecticut and Texas. Frank provides financial planning, investment management, portfolio management, and other services. In addition to working with Merrill Lynch, Pierce, Fenner & Smith Inc. Frank is also the owner of Federici Construction LLC. Frank is based in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/27/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
NY
07/15/2015 - 10/05/2015
KOYOTE TRADING LLC (NEW YORK NY)
NY
09/24/2014 - 07/23/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
CT
02/24/1999 - 09/13/2005
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
IA
Issued 06/24/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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