Unclaimed
Frank Anthony Fasano is a financial advisor with over 30 years of experience in the industry. Frank is registered with MML Investors Services, LLC and has been with the firm since March 2017. He is also a registered independent insurance agent. Frank has held previous positions with MSI Financial Services, Inc. and New England Securities. Frank holds the Series 6, 7, 24, and 63 licenses as well as the SIE exam. Frank specializes in providing financial advice to individuals, businesses, pension and profit sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IA
03/25/2017 - Present
MML Investors Services, LLC (West Des Moines IA)
IA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
01/31/1992 - 01/02/2015
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
BC
Issued 11/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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