Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Calderone is a financial advisor at Raymond James Financial Services Advisors, Inc., located in Armonk, NY. Frank has been in the financial industry since June 1996. Previously, Frank has worked at Morgan Stanley and UBS Financial Services Inc. Frank has a broad range of experience and certifications including Series 7, Series 9, Series 10, Series 63 and Series 65. Frank specializes in providing financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Frank is committed to providing his clients with the highest level of personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
06/10/2019 - Present
Raymond James Financial Services Advisors, Inc. (ARMONK NY)
NY
06/01/2009 - 10/23/2013
MORGAN STANLEY (PURCHASE NY)
NY
04/03/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
06/19/1996 - 04/12/2007
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
IA
Issued 07/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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