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Frank Anthony Calcutta

Tradition Securities AND Derivatives LLC

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About Frank Anthony Calcutta

Frank Anthony Calcutta is a licensed securities professional with over 30 years of experience in the financial industry. Frank has been registered with Tradition Securities And Derivatives LLC since 2016. Prior to this, Frank was employed by Tullett Prebon Financial Services LLC, Newedge USA, LLC, SG Cowen Securities Corporation, Cowen & Co., and Fahnestock & Co., Inc. Frank has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.

Firm Information

Frank Calcutta is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Calcutta’s Registration & Firm History

NY

01/04/2016 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

01/03/2011 - 01/06/2016

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

08/01/2000 - 01/18/2011

NEWEDGE USA, LLC (NEW YORK NY)

NY

07/01/1998 - 08/01/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

04/19/1989 - 07/01/1998

COWEN & CO. (NEW YORK NY)

NA

04/12/1988 - 04/13/1989

FAHNESTOCK & CO., INC.

NY

02/01/1988 - 04/13/1989

FAHNESTOCK & CO., INC. (NEW YORK NY)

NA

04/01/1988 - 04/12/1988

FAHNESTOCK INTERNATIONAL INC.

NA

06/26/1987 - 10/27/1987

MULLER AND COMPANY, INC.

NA

01/27/1987 - 05/08/1987

E. F. HUTTON & COMPANY INC

NA

02/19/1986 - 08/11/1986

WOLFE & DRIZOS CORPORATES, INC.

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Licenses & Designations

BC

Issued 09/25/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank Anthony Calcutta.
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