Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Alteri has been in the financial industry since 1985 and is a registered representative with Wells Fargo Clearing Services, LLC. Frank is active in both Broker-Dealer and Investment Advisor capacities. Frank has a wide range of experience and holds licenses including Series 3, 5, 7, 8, 9, 10, 15, 63 and the SIE. Frank has held prior positions with A. G. Edwards & Sons, Inc. and Great Lakes Equities Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (NEWARK DE)
DE
05/13/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NEWARK DE)
NA
02/12/1987 - 06/24/1987
GREAT LAKES EQUITIES CO.
NA
02/21/1985 - 03/02/1987
MICHAEL C. TALLEY & CO., INC.
BC
Issued 03/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 11/17/1987
Series 5 - Interest Rate Options Examination
BC
Issued 09/25/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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