Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anthony Aiello is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Frank Anthony Aiello has been in the securities industry since November 16, 1978. Frank Anthony Aiello is licensed to provide securities and advisory services in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virgin Islands, Virginia, Washington, Wisconsin, and Wyoming. Prior to working at Merrill Lynch, Pierce, Fenner & Smith Inc., Frank Anthony Aiello was employed at Deutsche Morgan Grenfell Inc., Deutsche Bank Government Securities, Inc, Deutsche Bank Capital Corporation, Discount Corporation of New York Futures, Discount Corporation of New York, First Investors Corporation, Discount Corporation of New York Municipals, Kenney & Branisel Municipals, Inc., Marks, Allen & Co., and Wm. E. Pollock & Co., Inc. Frank Anthony Aiello is a member of the Fordham University Hall of Fame Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/09/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARAMUS NJ)
NY
09/30/1993 - 03/06/1998
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
NA
10/14/1992 - 09/30/1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
NY
06/10/1992 - 09/30/1993
DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)
NA
11/10/1988 - 12/02/1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
NA
07/25/1987 - 04/25/1992
DISCOUNT CORPORATION OF NEW YORK
NA
06/17/1982 - 12/03/1991
FIRST INVESTORS CORPORATION
NA
02/28/1986 - 01/09/1990
DISCOUNT CORPORATION OF NEW YORK MUNICIPALS
NA
01/26/1983 - 06/07/1985
KENNEY & BRANISEL MUNICIPALS, INC.
NA
06/01/1979 - 01/03/1983
MARKS, ALLEN & CO.
NA
03/01/1978 - 02/02/1979
WM. E. POLLOCK & CO., INC.
IA
Issued 04/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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