Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Lennox has been in the financial industry for over eight years. Frank is a Series 7, 24, 63, 99TO, and 14 licensed professional with experience in the industry. Frank holds a current Series 14 and 99TO and recently passed his Series 14 exam in January 2023. Frank is currently registered with Forge Securities LLC as a registered representative and Principal. Frank previously worked at Carta Capital Markets, LLC and IEX Services LLC. Frank has worked in New York for the majority of his career and is currently located in New York City, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/06/2022 - Present
Forge Securities LLC (NEW YORK NY)
NY
08/04/2020 - 07/01/2022
CARTA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/29/2014 - 06/26/2019
IEX SERVICES LLC (New York NY)
BC
Issued 02/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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