Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank A. Leyes is an Investment Advisor Representative with LPL Financial LLC in Indianapolis, IN. Frank has been in the financial services industry since 1985. Frank holds Series 6, 7, 24 and 63 licenses as well as the Securities Industry Essentials Examination (SIE). Frank is a Chartered Financial Consultant. Frank has previously worked at G. R. Phelps & Co., Inc., Jefferson-Pilot Investor Services, Inc., Carillon Investments, Inc., and Securities America, Inc. Frank has worked with a variety of clients including individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit sharing plans, and investment clubs. Frank offers financial planning, educational seminars, and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
05/03/2023 - Present
LPL Financial LLC (INDIANAPOLIS IN)
VA
02/11/2019 - 05/12/2023
COMMONWEALTH FINANCIAL NETWORK (Roanoke VA)
IN
11/15/2005 - 02/12/2019
GENEOS WEALTH MANAGEMENT, INC. (INDIANAPOLIS IN)
IN
06/15/2005 - 11/18/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
CO
08/15/2003 - 06/15/2005
GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)
SC
11/12/1999 - 08/28/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IN
10/01/1997 - 11/16/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
05/07/1997 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MA
10/07/1996 - 05/07/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IN
06/21/1994 - 10/03/1996
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
OH
11/26/1991 - 05/23/1994
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NE
01/01/1990 - 11/01/1991
SECURITIES AMERICA, INC. (LAVISTA NE)
NA
04/18/1988 - 01/01/1990
G. R. PHELPS & CO., INC.
NA
04/25/1986 - 01/01/1990
G. R. PHELPS & CO., INC.
NA
07/02/1987 - 11/03/1987
JEFFERSON-PILOT INVESTOR SERVICES, INC.
NA
04/18/1985 - 05/08/1987
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BC
Issued 04/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Leyes is the right advisor for you? Invested Better is here to help.
