Unclaimed
Frank Hosmer is a financial advisor with over 15 years of experience in the financial services industry. Frank is currently registered with Cetera Investment Advisers LLC and has a wide range of experience in providing financial advice to individuals, families, and businesses. Frank also holds a number of professional designations, including Series 7, Series 66, Series 24, Series 53, Series 9, and Series 10. Frank's expertise in providing financial advice to individuals, families, and businesses is demonstrated through his experience with various firms including Waddell & Reed, Santander Securities LLC, and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/17/2023 - Present
Cetera Investment Advisers LLC (CANONSBURG PA)
NJ
07/09/2014 - 07/21/2021
WADDELL & REED (TRENTON NJ)
NJ
02/05/2013 - 06/30/2014
SANTANDER SECURITIES LLC (HAMILTON NJ)
NJ
10/01/2012 - 01/30/2013
J.P. MORGAN SECURITIES LLC (EDISON NJ)
NY
11/26/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
07/26/2006 - 11/13/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STATEN ISLAND NY)
BOTH
Issued 10/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/8/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/19/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/14/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/6/2010
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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