Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Kallman is an investment advisor representative with Wells Fargo Clearing Services, LLC. Frank has been in the securities industry since 1984. Frank's current location is in Pasadena, California and has been registered with the state of California since 2003. Frank is also registered in Texas. Frank has previously worked for a number of other firms, including Prudential Securities Incorporated, PaineWebber Incorporated, Everen Securities, Inc., Advest, Inc., and Mitchum, Jones & Templeton Incorporated. Frank holds a Series 63 license and is a Series 7TO, SIE, PC, and Series 1 licensed representative. Frank offers a range of advisory services to individuals and businesses, including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/14/2016 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
NY
06/23/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/26/1995 - 06/24/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
04/01/1992 - 04/25/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CT
09/30/1989 - 04/13/1992
ADVEST, INC. (HARTFORD CT)
MO
04/27/1985 - 09/30/1989
NEWHARD, COOK & CO. INCORPORATED (ST. LOUIS MO)
NA
11/21/1972 - 11/25/1973
MITCHUM, JONES & TEMPLETON INCORPORATED
BC
Issued 06/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1977
PC - AMEX Put and Call Exam
BC
Issued 11/06/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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