Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Lopresti is an investment advisor representative associated with New York Life Investment Management LLC. Frank has been a registered professional in the securities industry since 2012. His previous experience includes working at J.P. Morgan Securities LLC and Chase Investment Services Corp. Frank is registered with the states of Connecticut, Florida, New Jersey, New York, and Pennsylvania. Frank holds the Series 6, 7, 63, and 66 securities licenses, as well as the Securities Industry Essentials Exam. Frank specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/28/2021 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
NY
07/15/2014 - 01/08/2015
J.P. MORGAN SECURITIES LLC (HOLBROOK NY)
NY
10/01/2012 - 06/13/2014
J.P. MORGAN SECURITIES LLC (AMITYVILLE NY)
NY
05/28/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HUNTINGTON STATION NY)
BOTH
Issued 09/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/25/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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