Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Albert Kraft is a financial advisor with Wells Fargo Clearing Services, LLC. Frank has been in the industry since 2012 and has extensive experience providing financial planning and investment consulting services to individuals, businesses and institutions. Frank is a registered representative with FINRA and is also registered as an investment advisor representative in Florida. Frank has earned the Series 7TO, Series 6, Series 63, and Series 66 securities licenses. Frank has a strong track record of helping clients achieve their financial goals and is committed to providing them with the highest level of service. Prior to joining Wells Fargo Clearing Services, LLC Frank was with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BMO Harris Financial Advisors, Inc., SunTrust Investment Services, Inc., and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/17/2024 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
12/04/2019 - 05/17/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
IL
05/08/2017 - 11/08/2019
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
FL
04/26/2016 - 04/17/2017
SUNTRUST INVESTMENT SERVICES, INC. (CLEARWATER FL)
FL
10/01/2012 - 04/28/2016
J.P. MORGAN SECURITIES LLC (TAMPA FL)
FL
08/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PALM HARBOR FL)
BOTH
Issued 02/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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