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Frank Albert Hayn

Assetmark, Inc.

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About Frank Albert Hayn

Frank Hayn is an investment advisor representative with Assetmark, Inc. Frank has been in the financial industry since December 1998. Prior to joining Assetmark, Inc., Frank held positions with SII Investments, Inc., Investment Centers of America, Inc., and others. Frank is registered with the state of Georgia.

Firm Information

Frank Hayn is currently registered with Assetmark, Inc.. Assetmark, Inc. is a Concord, CA-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, investment companies, and pension plans, as well as selection of other advisors and pension consulting. Assetmark serves a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and investment companies. They also offer wrap fee program participation.
Assetmark, Inc.

1655 GRANT STREET

CONCORD, CA 94520-2445

$65.62B

Assets Under Management

91,910

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Hayn’s Registration & Firm History

CA

05/04/2022 - Present

Assetmark, Inc. (CONCORD CA)

WI

12/19/2012 - 02/21/2018

INVEST FINANCIAL CORPORATION (APPLETON WI)

WI

12/19/2012 - 02/21/2018

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

WI

12/19/2012 - 02/21/2018

SII INVESTMENTS, INC. (APPLETON WI)

CA

03/20/2012 - 02/21/2018

NATIONAL PLANNING CORPORATION (El Segundo CA)

CA

05/21/2002 - 03/19/2012

SUNAMERICA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)

AZ

07/31/2000 - 05/03/2002

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NY

05/15/1998 - 08/10/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/10/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/11/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1999

Series 7 - General Securities Representative Examination

BC

Issued 05/14/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Albert Hayn.
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