Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Albanese is a financial advisor with over 35 years of experience in the financial services industry. Frank has a broad range of experience having worked at numerous firms including McDonald Investments Inc, Salomon Smith Barney Inc and Wells Fargo Clearing Services, LLC. Frank joined RBC Capital Markets, LLC in 2021. Frank specializes in providing financial planning, portfolio management, and investment advisory services for individuals, businesses, pension plans, endowment funds, foundations, and family trusts. Frank is licensed to provide financial advice in 53 states, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/10/2021 - Present
RBC Capital Markets, LLC (SYRACUSE NY)
MA
10/25/2004 - 05/28/2021
WELLS FARGO CLEARING SERVICES, LLC (WELLESLEY MA)
OH
08/03/2001 - 11/03/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
10/22/1998 - 07/24/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MA
11/12/1996 - 10/30/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
PA
03/29/1994 - 10/22/1996
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NJ
11/15/1991 - 01/31/1994
LORD, ABBETT & CO. (JERSEY CITY NJ)
MA
12/23/1986 - 11/01/1991
MFS FINANCIAL SERVICES, INC. (BOSTON MA)
NA
07/11/1985 - 01/09/1987
MASSACHUSETTS FINANCIAL SERVICES COMPANY
NA
11/16/1984 - 01/07/1985
BLINDER, ROBINSON & CO.,INC.
NA
11/28/1983 - 03/12/1984
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2006
Series 3 - National Commodity Futures Examination
BC
Issued 01/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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