Unclaimed
Frank Alan Romero is an investment advisor representative at Buckingham Strategic Partners, LLC. Frank has been in the industry since 2005 and has a Series 7 and Series 66 license. Frank has worked as a financial advisor for over 17 years and is a Certified Financial Planner. In addition to his role at Buckingham Strategic Partners, LLC, Frank is also a registered representative of Foreside Financial Services, LLC. Frank provides a range of financial services including financial planning, pension consulting, and portfolio management. Frank is registered to offer investment advice in 14 states, including Texas, Louisiana, Alabama, Arkansas, Florida, Georgia, Mississippi, North Carolina, Oklahoma, South Carolina, Tennessee, and Virginia. Frank is committed to providing clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Turnkey asset management provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fee sharing with independent registered investment advisors
1
2
TX
12/18/2018 - Present
Buckingham Strategic Partners, LLC (NEW BRAUNFELS TX)
CA
06/02/2005 - 10/29/2018
LORING WARD SECURITIES INC. (SAN JOSE CA)
BOTH
Issued 12/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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