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Frank A Francica

National Financial Services LLC

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About Frank A Francica

Frank Francica is a financial professional with a Series 99TO and SIE license. Frank is registered with National Financial Services LLC, a firm that is active in the broker-dealer space but inactive in the investment advisor space. Frank has been in the industry since April 4, 2021.

Firm Information

Frank Francica is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Francica’s Registration & Firm History

MA

04/05/2021 - Present

National Financial Services LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 04/05/2021

Series 99TO - Operations Professional Examination

BC

Issued 03/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank A Francica.
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