Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francois? Claim Your ProfileFrancois Marquis is a financial advisor at LPL Financial LLC in Farmington, Connecticut. Francois has been in the industry since December 2002. Francois is registered with the state of Connecticut and Texas as a Registered Representative and also has a Series 7, Series 31 and Series 66. Previously, Francois has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Francois specializes in providing financial advice to individuals, corporations, trusts, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
08/26/2013 - Present
LPL Financial LLC (FARMINGTON CT)
CT
01/06/2009 - 07/05/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
09/13/2006 - 01/21/2009
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
PA
10/06/2002 - 07/18/2006
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 10/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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