Unclaimed
Francois Brisebois is a registered representative with Oppenheimer & Co. Inc. Francois has been in the securities industry since 2014 and has experience with a variety of firms including CRAIG-HALLUM CAPITAL GROUP LLC, LAIDLAW & COMPANY (UK) LTD., and SUMMER STREET RESEARCH PARTNERS. Francois is licensed to sell securities in Massachusetts and New York. Francois has a Series 63, SIE, Series 87, Series 86, and Series 7. Oppenheimer & Co. Inc. is a full-service investment firm offering a wide range of financial products and services to individual and institutional clients. The firm provides financial planning, portfolio management, and investment research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
05/27/2020 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
MA
10/28/2019 - 05/14/2020
CRAIG-HALLUM CAPITAL GROUP LLC (BOSTON MA)
NA
06/05/2015 - 11/05/2019
LAIDLAW & COMPANY (UK) LTD. (LONDON )
MA
07/30/2014 - 03/19/2015
SUMMER STREET RESEARCH PARTNERS (BOSTON MA)
BC
Issued 08/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/09/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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