Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franco? Claim Your ProfileFranco La marca is a financial professional with over 13 years of experience in the industry. Franco has held positions at several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., and Alliancebernstein LP. Franco has a broad range of experience in providing financial and investment advice to individuals, families, and institutions. Franco holds Series 7, 31 and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/08/2023 - Present
Alliancebernstein LP (Chicago IL)
IL
07/19/2016 - 01/05/2018
CHARLES SCHWAB & CO., INC. (Winnetka IL)
IL
11/15/2010 - 06/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
09/29/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
11/24/2008 - 10/16/2009
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
BOTH
Issued 02/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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