Unclaimed
Franco Gencarelli is a securities professional with over 20 years of experience in the financial services industry. Franco is currently registered with Mizuho Securities USA LLC. Prior to joining Mizuho Securities, Franco was employed with UBS Securities LLC. Franco is a Series 3, Series 7, Series 55, Series 63, and SIE licensed professional. Franco is licensed to provide securities advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/17/2001 - 04/13/2016
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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