Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franco? Claim Your ProfileFranco Caparrotta is a financial advisor in Boston, Massachusetts, working at Loomis Sayles Distributors, LP. He has been in the securities industry since May 1996. Franco holds several licenses, including Series 7, Series 9, Series 10, and Series 63. He is also registered with the state of Massachusetts. Previously, Franco worked at J. P. Morgan Invest, LLC in Boston, Massachusetts and Gruntal & Co. Incorporated in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/13/2006 - Present
Loomis Sayles Distributors, LP (BOSTON MA)
MA
02/15/1996 - 08/10/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
NY
06/30/1995 - 02/13/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BC
Issued 07/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Franco Caparrotta is the right advisor for you? Invested Better is here to help.
