Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Santana ruiz is a registered representative with Charles Schwab & Co., Inc., and has been in the securities industry since January 10, 1996. Francisco has held previous positions with TD AMERITRADE CLEARING, INC., TD AMERITRADE, INC., FIDELITY BROKERAGE SERVICES LLC, and other firms. Francisco is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
10/04/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
09/02/2021 - 12/31/2023
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
09/11/2008 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
TX
05/15/2007 - 07/18/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NE
04/22/2006 - 04/16/2007
TD AMERITRADE, INC. (OMAHA NE)
NE
11/16/2005 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
RI
02/14/2005 - 09/21/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
TX
02/24/1999 - 07/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
04/01/1998 - 01/26/1999
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
10/09/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
CA
01/18/1995 - 10/04/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CO
04/20/1994 - 05/12/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 10/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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