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Francisco Ramon De torres highley

Nationwide Planning Associates Inc.

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About Francisco Ramon De torres highley

Francisco Ramon De torres highley has been active in the financial services industry since October 1992. Francisco Ramon De torres highley is currently registered with Nationwide Planning Associates Inc. and has been with the firm since January 2016. Francisco Ramon De torres highley has previously held positions with firms such as Oriental Financial Services Corp., Popular Securities, Inc., Citigroup Global Markets Inc., Prudential Securities Incorporated, PaineWebber Incorporated of Puerto Rico, and PaineWebber Incorporated. Francisco Ramon De torres highley is registered with the following states: Florida, New Jersey, New York, Puerto Rico, Texas, Virginia, and Washington.

Firm Information

Francisco De torres highley is currently registered with Nationwide Planning Associates Inc.. Nationwide Planning Associates Inc. is a corporation formed in 1992. It is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francisco De torres highley’s Registration & Firm History

PR

01/04/2016 - Present

Nationwide Planning Associates Inc. (HATO REY PR)

PR

02/17/2011 - 01/21/2016

ORIENTAL FINANCIAL SERVICES CORP. (SAN JUAN PR)

PR

12/08/2007 - 01/28/2011

POPULAR SECURITIES, INC. (SAN JUAN PR)

PR

07/02/1999 - 12/18/2007

CITIGROUP GLOBAL MARKETS INC. (SAN JUAN PR)

NY

08/20/1996 - 06/30/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

PR

09/12/1994 - 09/09/1996

PAINEWEBBER INCORPORATED OF PUERTO RICO (HATO REY PR)

NJ

10/08/1992 - 09/09/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 07/13/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for Francisco Ramon De torres highley. Review regulatory record here.
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