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Francisco Mercado

Allstate Financial Services, LLC

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About Francisco Mercado

Francisco Mercado is a financial professional with over 30 years of experience in the financial services industry. He is currently registered with Allstate Financial Services, LLC and is licensed in New York. Francisco holds several industry licenses including Series 6, Series 26, Series 51 and Series 63. He has previously been registered with PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Francisco has a strong background in investment company products and variable contracts, municipal fund securities, and has extensive experience in the financial services industry.

Firm Information

Francisco Mercado is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francisco Mercado’s Registration & Firm History

NY

06/13/2000 - Present

Allstate Financial Services, LLC (Bayside NY)

NA

10/25/1988 - 07/07/1994

PRUCO SECURITIES CORPORATION

NA

10/25/1988 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

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Licenses & Designations

BC

Issued 06/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 07/03/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Francisco Mercado. Review regulatory record here.
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