Unclaimed
Francisco Mercado is a financial professional with over 30 years of experience in the financial services industry. He is currently registered with Allstate Financial Services, LLC and is licensed in New York. Francisco holds several industry licenses including Series 6, Series 26, Series 51 and Series 63. He has previously been registered with PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Francisco has a strong background in investment company products and variable contracts, municipal fund securities, and has extensive experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2000 - Present
Allstate Financial Services, LLC (Bayside NY)
NA
10/25/1988 - 07/07/1994
PRUCO SECURITIES CORPORATION
NA
10/25/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BC
Issued 06/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/03/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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