Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Lopez is a registered representative with Nomura Securities International, Inc. Francisco has been in the industry for a little over a year. Francisco has experience in the securities industry with a previous role at RBC Capital Markets, LLC. Francisco has passed the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
06/25/2024 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NJ
08/16/2022 - 06/27/2024
RBC CAPITAL MARKETS, LLC (Jersey City NJ)
BC
Issued 08/16/2022
Series 99TO - Operations Professional Examination
BC
Issued 08/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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